what should be included in the background of a research proposal

How to Write a Research Proposal: (with Examples & Templates)

Table of Contents

Before conducting a study, a research proposal should be created that outlines researchers’ plans and methodology and is submitted to the concerned evaluating organization or person. Creating a research proposal is an important step to ensure that researchers are on track and are moving forward as intended. A research proposal can be defined as a detailed plan or blueprint for the proposed research that you intend to undertake. It provides readers with a snapshot of your project by describing what you will investigate, why it is needed, and how you will conduct the research.

Your research proposal should aim to explain to the readers why your research is relevant and original, that you understand the context and current scenario in the field, have the appropriate resources to conduct the research, and that the research is feasible given the usual constraints.

This article will describe in detail the purpose and typical structure of a research proposal , along with examples and templates to help you ace this step in your research journey.

What is a Research Proposal ?

A research proposal¹ ,² can be defined as a formal report that describes your proposed research, its objectives, methodology, implications, and other important details. Research proposals are the framework of your research and are used to obtain approvals or grants to conduct the study from various committees or organizations. Consequently, research proposals should convince readers of your study’s credibility, accuracy, achievability, practicality, and reproducibility.

With research proposals , researchers usually aim to persuade the readers, funding agencies, educational institutions, and supervisors to approve the proposal. To achieve this, the report should be well structured with the objectives written in clear, understandable language devoid of jargon. A well-organized research proposal conveys to the readers or evaluators that the writer has thought out the research plan meticulously and has the resources to ensure timely completion.

Purpose of Research Proposals

A research proposal is a sales pitch and therefore should be detailed enough to convince your readers, who could be supervisors, ethics committees, universities, etc., that what you’re proposing has merit and is feasible . Research proposals can help students discuss their dissertation with their faculty or fulfill course requirements and also help researchers obtain funding. A well-structured proposal instills confidence among readers about your ability to conduct and complete the study as proposed.

Research proposals can be written for several reasons:³

To describe the importance of research in the specific topic
Address any potential challenges you may encounter
Showcase knowledge in the field and your ability to conduct a study
Apply for a role at a research institute
Convince a research supervisor or university that your research can satisfy the requirements of a degree program
Highlight the importance of your research to organizations that may sponsor your project
Identify implications of your project and how it can benefit the audience

What Goes in a Research Proposal?

Research proposals should aim to answer the three basic questions—what, why, and how.

The What question should be answered by describing the specific subject being researched. It should typically include the objectives, the cohort details, and the location or setting.

The Why question should be answered by describing the existing scenario of the subject, listing unanswered questions, identifying gaps in the existing research, and describing how your study can address these gaps, along with the implications and significance.

The How question should be answered by describing the proposed research methodology, data analysis tools expected to be used, and other details to describe your proposed methodology.

Research Proposal Example

Here is a research proposal sample template (with examples) from the University of Rochester Medical Center. 4 The sections in all research proposals are essentially the same although different terminology and other specific sections may be used depending on the subject.

Structure of a Research Proposal

If you want to know how to make a research proposal impactful, include the following components:¹

1. Introduction

This section provides a background of the study, including the research topic, what is already known about it and the gaps, and the significance of the proposed research.

2. Literature review

This section contains descriptions of all the previous relevant studies pertaining to the research topic. Every study cited should be described in a few sentences, starting with the general studies to the more specific ones. This section builds on the understanding gained by readers in the Introduction section and supports it by citing relevant prior literature, indicating to readers that you have thoroughly researched your subject.

3. Objectives

Once the background and gaps in the research topic have been established, authors must now state the aims of the research clearly. Hypotheses should be mentioned here. This section further helps readers understand what your study’s specific goals are.

4. Research design and methodology

Here, authors should clearly describe the methods they intend to use to achieve their proposed objectives. Important components of this section include the population and sample size, data collection and analysis methods and duration, statistical analysis software, measures to avoid bias (randomization, blinding), etc.

5. Ethical considerations

This refers to the protection of participants’ rights, such as the right to privacy, right to confidentiality, etc. Researchers need to obtain informed consent and institutional review approval by the required authorities and mention this clearly for transparency.

6. Budget/funding

Researchers should prepare their budget and include all expected expenditures. An additional allowance for contingencies such as delays should also be factored in.

7. Appendices

This section typically includes information that supports the research proposal and may include informed consent forms, questionnaires, participant information, measurement tools, etc.

8. Citations

Important Tips for Writing a Research Proposal

Writing a research proposal begins much before the actual task of writing. Planning the research proposal structure and content is an important stage, which if done efficiently, can help you seamlessly transition into the writing stage. 3,5

The Planning Stage

Manage your time efficiently. Plan to have the draft version ready at least two weeks before your deadline and the final version at least two to three days before the deadline.
What is the primary objective of your research?
Will your research address any existing gap?
What is the impact of your proposed research?
Do people outside your field find your research applicable in other areas?
If your research is unsuccessful, would there still be other useful research outcomes?

The Writing Stage

Create an outline with main section headings that are typically used.
Focus only on writing and getting your points across without worrying about the format of the research proposal , grammar, punctuation, etc. These can be fixed during the subsequent passes. Add details to each section heading you created in the beginning.
Ensure your sentences are concise and use plain language. A research proposal usually contains about 2,000 to 4,000 words or four to seven pages.
Don’t use too many technical terms and abbreviations assuming that the readers would know them. Define the abbreviations and technical terms.
Ensure that the entire content is readable. Avoid using long paragraphs because they affect the continuity in reading. Break them into shorter paragraphs and introduce some white space for readability.
Focus on only the major research issues and cite sources accordingly. Don’t include generic information or their sources in the literature review.
Proofread your final document to ensure there are no grammatical errors so readers can enjoy a seamless, uninterrupted read.
Use academic, scholarly language because it brings formality into a document.
Ensure that your title is created using the keywords in the document and is neither too long and specific nor too short and general.
Cite all sources appropriately to avoid plagiarism.
Make sure that you follow guidelines, if provided. This includes rules as simple as using a specific font or a hyphen or en dash between numerical ranges.
Ensure that you’ve answered all questions requested by the evaluating authority.

Key Takeaways

Here’s a summary of the main points about research proposals discussed in the previous sections:

A research proposal is a document that outlines the details of a proposed study and is created by researchers to submit to evaluators who could be research institutions, universities, faculty, etc.
Research proposals are usually about 2,000-4,000 words long, but this depends on the evaluating authority’s guidelines.
A good research proposal ensures that you’ve done your background research and assessed the feasibility of the research.
Research proposals have the following main sections—introduction, literature review, objectives, methodology, ethical considerations, and budget.

Frequently Asked Questions

Q1. How is a research proposal evaluated?

A1. In general, most evaluators, including universities, broadly use the following criteria to evaluate research proposals . 6

Significance —Does the research address any important subject or issue, which may or may not be specific to the evaluator or university?
Content and design —Is the proposed methodology appropriate to answer the research question? Are the objectives clear and well aligned with the proposed methodology?
Sample size and selection —Is the target population or cohort size clearly mentioned? Is the sampling process used to select participants randomized, appropriate, and free of bias?
Timing —Are the proposed data collection dates mentioned clearly? Is the project feasible given the specified resources and timeline?
Data management and dissemination —Who will have access to the data? What is the plan for data analysis?

Q2. What is the difference between the Introduction and Literature Review sections in a research proposal ?

A2. The Introduction or Background section in a research proposal sets the context of the study by describing the current scenario of the subject and identifying the gaps and need for the research. A Literature Review, on the other hand, provides references to all prior relevant literature to help corroborate the gaps identified and the research need.

Q3. How long should a research proposal be?

A3. Research proposal lengths vary with the evaluating authority like universities or committees and also the subject. Here’s a table that lists the typical research proposal lengths for a few universities.

Q4. What are the common mistakes to avoid in a research proposal ?

A4. Here are a few common mistakes that you must avoid while writing a research proposal . 7

No clear objectives: Objectives should be clear, specific, and measurable for the easy understanding among readers.
Incomplete or unconvincing background research: Background research usually includes a review of the current scenario of the particular industry and also a review of the previous literature on the subject. This helps readers understand your reasons for undertaking this research because you identified gaps in the existing research.
Overlooking project feasibility: The project scope and estimates should be realistic considering the resources and time available.
Neglecting the impact and significance of the study: In a research proposal , readers and evaluators look for the implications or significance of your research and how it contributes to the existing research. This information should always be included.
Unstructured format of a research proposal : A well-structured document gives confidence to evaluators that you have read the guidelines carefully and are well organized in your approach, consequently affirming that you will be able to undertake the research as mentioned in your proposal.
Ineffective writing style: The language used should be formal and grammatically correct. If required, editors could be consulted, including AI-based tools such as Paperpal , to refine the research proposal structure and language.

Thus, a research proposal is an essential document that can help you promote your research and secure funds and grants for conducting your research. Consequently, it should be well written in clear language and include all essential details to convince the evaluators of your ability to conduct the research as proposed.

This article has described all the important components of a research proposal and has also provided tips to improve your writing style. We hope all these tips will help you write a well-structured research proposal to ensure receipt of grants or any other purpose.

References

Sudheesh K, Duggappa DR, Nethra SS. How to write a research proposal? Indian J Anaesth. 2016;60(9):631-634. Accessed July 15, 2024. https://www.ncbi.nlm.nih.gov/pmc/articles/PMC5037942/
Writing research proposals. Harvard College Office of Undergraduate Research and Fellowships. Harvard University. Accessed July 14, 2024. https://uraf.harvard.edu/apply-opportunities/app-components/essays/research-proposals
What is a research proposal? Plus how to write one. Indeed website. Accessed July 17, 2024. https://www.indeed.com/career-advice/career-development/research-proposal
Research proposal template. University of Rochester Medical Center. Accessed July 16, 2024. https://www.urmc.rochester.edu/MediaLibraries/URMCMedia/pediatrics/research/documents/Research-proposal-Template.pdf
Tips for successful proposal writing. Johns Hopkins University. Accessed July 17, 2024. https://research.jhu.edu/wp-content/uploads/2018/09/Tips-for-Successful-Proposal-Writing.pdf
Formal review of research proposals. Cornell University. Accessed July 18, 2024. https://irp.dpb.cornell.edu/surveys/survey-assessment-review-group/research-proposals
7 Mistakes you must avoid in your research proposal. Aveksana (via LinkedIn). Accessed July 17, 2024. https://www.linkedin.com/pulse/7-mistakes-you-must-avoid-your-research-proposal-aveksana-cmtwf/

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Home » How To Write A Research Proposal – Step-by-Step [Template]

How To Write A Research Proposal – Step-by-Step [Template]

Table of Contents

A research proposal is a formal document that outlines the purpose, scope, methodology, and significance of a proposed study. It serves as a roadmap for the research project and is essential for securing approval, funding, or academic support. Writing a clear and compelling research proposal is crucial, whether for academic research, grants, or professional projects. This article provides a step-by-step guide and a template for creating an effective research proposal.

How To Write a Research Proposal

Step-by-Step Guide to Writing a Research Proposal

1. Title Page

The title page should include:

The title of the proposal (concise and descriptive).
The researcher’s name and affiliation.
The date of submission.
The name of the supervisor, institution, or funding organization (if applicable).

2. Abstract

Write a brief summary of the research proposal, highlighting:

The research problem or question.
The objectives of the study.
A concise overview of the methodology.
The significance of the research.

The abstract should be approximately 150–250 words.

3. Introduction

The introduction sets the context for the study and captures the reader’s interest. Include:

Background Information: Explain the broader context of the research area.
Research Problem: Define the specific issue or gap in knowledge the research will address.
Objectives: Clearly outline what the research aims to achieve.
Research Questions: Present the central questions the study seeks to answer.
Significance: Highlight the importance and potential impact of the study.

4. Literature Review

Summarize existing research relevant to your topic, demonstrating your understanding of the field.

Identify Gaps: Highlight gaps or limitations in current knowledge.
Theoretical Framework: Discuss theories or models that underpin the study.
Connection to Research: Explain how your research builds on or diverges from existing studies.

5. Research Methodology

Provide a detailed description of how you plan to conduct the research. Include:

Research Design: Specify whether the study is qualitative, quantitative, or mixed-methods.
Population and Sampling: Define the target population and sampling methods.
Data Collection Methods: Describe the tools (e.g., surveys, interviews, experiments) and procedures for gathering data.
Data Analysis Techniques: Explain how the data will be analyzed (e.g., statistical methods, thematic analysis).
Ethical Considerations: Address ethical issues, such as informed consent and confidentiality.

6. Expected Results

Discuss the anticipated outcomes of the research.

Predictions: Provide a hypothesis or expected findings based on existing knowledge.
Contribution to Knowledge: Highlight how the findings will advance the field or solve the research problem.

7. Timeline

Create a timeline for completing the research, including key milestones.

Month 1-2: Literature review and proposal finalization.
Month 3-4: Data collection.
Month 5-6: Data analysis and report writing.

8. Budget (if applicable)

Detail the financial resources required for the research. Include:

Equipment costs.
Participant incentives.
Travel and accommodation expenses.
Software or licensing fees.

9. References

Include a comprehensive list of all sources cited in the proposal. Use a citation style appropriate for your discipline (e.g., APA, MLA, Chicago).

10. Appendices (optional)

Attach supplementary materials, such as:

Questionnaires or survey instruments.
Data collection templates.
Ethical approval forms.

Research Proposal Template

Title of Proposal
Researcher’s Name and Affiliation
Date of Submission
Supervisor/Institution

1. Introduction

Background Information
Research Problem
Research Questions
Significance

2. Literature Review

Summary of Existing Research
Gaps in Knowledge
Theoretical Framework

3. Research Methodology

Research Design
Population and Sampling
Data Collection Methods
Data Analysis Techniques
Ethical Considerations

4. Expected Results

5. timeline, 6. budget (if applicable), 7. references, 8. appendices (optional), tips for writing a strong research proposal.

Be Clear and Concise: Avoid jargon and write in straightforward language.
Align Objectives with Methods: Ensure your research design supports your objectives.
Justify the Research: Highlight its importance and potential impact.
Proofread Thoroughly: Check for grammatical errors and formatting inconsistencies.
Seek Feedback: Share your draft with peers or supervisors for constructive input.

Writing a research proposal is a critical step in planning and securing support for your research project. By following the step-by-step guide and using the provided template, you can create a well-structured and compelling proposal. A strong research proposal not only demonstrates your understanding of the topic but also conveys the feasibility and significance of your study, laying the foundation for successful research.

Creswell, J. W., & Poth, C. N. (2018). Research Design: Qualitative, Quantitative, and Mixed Methods Approaches . Sage Publications.
Punch, K. F. (2016). Developing Effective Research Proposals . Sage Publications.
Babbie, E. (2020). The Practice of Social Research . Cengage Learning.
University of Southern California Libraries (2023). Research Guides: Writing a Research Proposal .
Locke, L. F., Spirduso, W. W., & Silverman, S. J. (2013). Proposals That Work: A Guide for Planning Dissertations and Grant Proposals . Sage Publications.

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How to Write Research Background: Key Points and Case Studies

4 minute read

Table of Contents

The background section, typically the first section in any manuscript, identifies the specific problems within the field of study that the current manuscript intends to tackle. It emphasizes the need for further investigation by highlighting unanswered questions or areas requiring additional examination. ¹

As the opening chapter of a paper, the research background plays a crucial role in making a strong initial impression on readers. The research background of different papers may vary in length and content, but outstanding research backgrounds often share a common trait: they provide a detailed explanation of the research topic through clear and concise expression, demonstrating a thorough understanding of the subject and sparking the reader’s interest. Key information related to the research topic should be initially introduced in the research background section. ²

Having understood the purpose of the background section, we’ve summarized four key points 2, ² ³ for writing a research background, as well as four common mistakes, applicable to researchers from various academic disciplines. Let’s explore how it should be done!

Four Step Guide to Writing a Research Background

1. Start by stating the problem

Begin the background by defining the problem that your research will address. Tell the reader why the problem is worth your attention and is also worth theirs.

2. Summarize the relevant literature

After defining the research problem, provide a review of the existing research on the subject. The goal of this exercise is not to simply list relevant studies but to analyze them in the light of your research problem. Try to identify any gaps in the literature, problems with methodology or unreliable findings.

3. Establish the theoretical framework

Every good research has sound theoretical foundations. In the background section, it is crucial to identify the core theories or theoretical models that your study is based on. Ensure that you describe the core theory or model in simple terms. If your readers understand the theoretical underpinnings of your research, they will be able to better understand and appreciate your findings.

4. Define Objectives and Significance

Having set the stage for your study, it is time to unveil the main research questions or hypotheses. Ensure they are well-defined and align neatly with the key problems you’ve described earlier. Then, explain the research findings and summarize their significance, such as their impact on the academic field, other related fields, and real life.

Once you have touched upon all the above discussed aspects, sum up the background section with a crisp summary before moving on to the next section.

Now, after having looked at what a background should have, let’s take a look at four common mistakes that you should avoid while writing the background ² :

Ambiguous or overly technical writing

While writing, don’t leave any of the information open to interpretation. Steer clear of any ambiguity. Strike a balance by avoiding overly technical terms or jargons that may confuse readers. Researchers should consider clarifying complex concepts or terms beforehand to help readers accurately grasp the main research topic.

Lack of apparent connection with the research problem

The research problem is the anchor for your background section. The expressed purpose of this section is to set the stage for the research question. If you digress and talk about peripheral issues unconnected with the research problem, you will confuse the reader, and the background will not fulfill its purpose. Stay focused on the research problem.

Omitting key studies

The background section should provide a detailed explanation of the research topic. Researchers can use the four steps mentioned above to review their work, avoiding content gaps that could impact the credibility of both the researcher and the paper, or make the arguments seem too subjective or insufficiently informed .

Failing to cite research correctly

If you are using a theory or concept that is not yours, make sure you mention its creator. If you have modified a theory or concept, explain how and to what degree. You must cite your sources correctly to avoid being accused of plagiarism.

Example of Research Background

Having listed the dos and don’ts while writing a background section, let’s look at an example of what a good ‘Background’ section looks like ⁴ , notice how historical and technical information is presented from the most general to more specific in this background.

Needless to say, the background section of your manuscript is essentially the groundwork for the rest of your manuscript. However, crafting a compelling background for your manuscript doesn’t have to be overwhelming. By following the key approaches outlined above, and avoiding common mistakes, you can craft an effective background that sets a compelling narrative for your study, captures the reader’s interest, and encourages them to dive deeper into your research. Remember, a well-crafted, strong background section can keep your audience hooked till the very end of your paper.

For more insights on crafting a contextually relevant, crisp, and fitting background for your manuscript, consider reaching out to Elsevier Language Services . Our experts are available to assist you with a range of services tailored to meet your needs and enhance your manuscript. Contact us to learn more about how we can support your research journey.

Type in wordcount for Standard Total: USD EUR JPY Follow this link if your manuscript is longer than 12,000 words. Upload

References:

How to Write a Background for a Research Paper- A Research Guide for Students (2023). https://www.aresearchguide.com/write-background-research-paper.html
Tips for Writing an Effective Background of the Study (2023). https://www.servicescape.com/blog/tips-for-writing-an-effective-background-of-the-study
Asiwe, Jerome Ndudi, et al. “Inhibition of Oxido-Inflammatory and Apoptotic Pathway Is Involved in the Protective Effect of Ginkgo Biloba Supplement in Cyclosporine-A Induced Vascular Dysfunction in Wistar Rat.” Pharmacological Research – Modern Chinese Medicine , vol. 7, 1 June 2023, p. 100252, www.sciencedirect.com/science/article/pii/S2667142523000386 .
Inhibition of oxido-inflammatory and apoptotic pathway is involved in the protective effect of Ginkgo biloba supplement in cyclosporine-A induced vascular dysfunction in Wistar rat.